SEC Awards Whistleblower Over $1m
The Securities and Exchange Commission awarded a whistleblower more than $1 million for providing it with new information and substantial...
SEC Busts Concert Ticket Ponzi Scheme
The Securities and Exchange Commission charged a sports radio personality, Craig Carton, and Joseph Meli with stealing millions of...
SEC Charges Former Pharma Accountant and his Friends with Insider Trading
The Securities and Exchange Commission charged a former accountant of pharmaceutical company, Celator Pharmaceuticals Inc.,and his...
SEC Goes After BlackRock for Undermining Its Whistleblower Program
BlackRock Inc. agreed to pay a $340,000 penalty, remove revise its separation agreements and train its employees on the SEC whistleblower...
Platinum Fund Charged with Securities Fraud
The Securities and Exchange Commission and US Attorney's Office charged the founder of Platinum Partners, Mark Nordlicht, and two of its...
SEC Busts Traders For Stock Manipulation
The Securities and Exchange Commission charged two New Jersey-based traders, Joseph Taub and Elazar Shmalo, with manipulating more than...
SEC Awards Whistleblower $20m
The Securities and Exchange Commission awarded a whistleblower more than $20 million, the third highest award, for promptly coming...
SEC Pays Whistleblower $22m
The Securities and Exchange Commission awarded a whistleblower $22 million for providing a detailed tip and providing extensive...
Feds Target Stock Promotion and Kickback Scheme
The Securities and Exchange Commission today announced fraud charges against 10 individuals involved in schemes with cash bribes and...
SEC Sues Companies and Executives for Accounting Fraud
The Securities and Exchange Commission announced settlements in two financial, accounting fraud cases against companies and...
